Broker Rules
Dubai Financial Market's (DFM) primary aim is to provide issuers, brokers and investors an attractive, efficient and well-regulated market in which to raise capital and fulfill investment and trading requirements. All DFM member firms are bound by the Rules of the Securities and Commodities Authority (SCA) and must ensure compliance with these rules.
DFM Rules: Brokerage, Trading, CoC
DFM Violations List